Our people are our key strength. Our advisors and analysts are CFP®, CFA® and EA practitioners. We collaborate and use our combined talents to offer unparalleled service and to accomplish more as a firm. Together, our team focuses on implementing our clearly defined investment process to provide investing excellence while guiding clients on a wide variety of financial planning matters.
Richard Alpert, CFP®

Richard Alpert, CFP®

Managing Partner, Portfolio Manager & Chief Compliance Officer

Mr. Alpert been a Registered Investment Advisor since 2001, providing financial planning and investment management services to individuals, families and small businesses. Mr. Alpert manages the firm, chairs the weekly investment committee meeting, is a portfolio manager for the Dividend Growth Portfolio and serves institutional clients.

Mr. Alpert received his B.A. in political science and economics from the Colorado College. An ex-professional mountain guide, in 1998 he became the youngest American to summit Mount Everest via the North Ridge.

Eric Richards, CFA

Eric Richards, CFA

Senior Research Analyst

Mr. Richards joined Raub Brock Capital Management in 2017 and is primarily responsible for investment research, portfolio monitoring and providing company and industry research information to the Investment Committee.

He has over 16 years of research experience, including nine years as an Analyst at Fred Alger Management in New York City and four years as an Assistant Economist at the Federal Reserve Board in Washington DC.

Mr. Richards is a CFA charterholder and a member of the CFA institute. He earned a B.A. in Math and Economics from Saint Olaf College and an M.B.A. in Finance from Georgetown University.

Zachary Norman

Zach Norman

Director of Trading

Mr. Norman joined Raub Brock in 2015 and has been working in trading and operations for the last seven years. Most recently, Mr. Norman ran the trading desk at a multi-billion-dollar investment firm in the Bay Area. He has also lived and worked in China. He received his B.A. and MBA from Dominican University of California.

At Raub Brock Capital, Mr. Norman is responsible for all portfolio administration and trading at the firm.

Zach is a Private Pilot and a lifelong musician. He is fluent in three languages.

Tina Marshall

Cheryl Gross, EA, CFP®

Financial Advisor

Ms. Gross joined Raub Brock Capital Management in 2017 and assists private clients with financial planning, advising, and tax planning. She also supports the firm’s trading and back office operations areas. She has worked in financial services for the past 15 years, as a tax preparer and advisor, and in various financial planning, operational, and advisory roles.

Ms. Gross is a Certified Financial Planner™ and also an IRS Enrolled Agent, and is a member of the Financial Planning Association of San Francisco. She received her B.A. degree from the University of California at Berkeley, and earned her Ph.D. from the University of Michigan. She has two children and has lived in Marin for many years.

Tina Marshall

Tina Marshall

Client Services Manager
Ms. Marshall began working in the insurance and securities industry more than 25 years ago helping businesses and individuals with retirement and insurance planning. At Raub Brock Capital Ms. Marshall is responsible for all client service and a significant amount of the firm's administration. This includes coordination of client data, new account set up, asset transfers and gathering of cost basis information, management of IRA minimum distributions, scheduling client review meetings and coordinating quarterly client reporting. Ms. Marshall works closely with Schwab on a daily basis to facilitate client account transactions. Originally from England, Tina moved to the Bay Area more than 30 years ago.
David Raub, JD, AEP

David Raub

Founding Advisor & Investment Committee Member

Mr. Raub has been a Registered Investment Adviser since 1990, providing financial planning and investment management services to individuals, trusts and small businesses, and for almost 25 years, he led the development of the Dividend Growth Portfolio

A graduate of Harvard Law School, Mr. Raub is an Accredited Estate Planner® and has long been an active member of the Marin County Estate Planning Council.

During the 1990s, Mr. Raub served for eight years as a Councilmember and Mayor of Mill Valley, California, during which time he spearheaded innovative and fiscally responsible financing of municipal projects.

Raub Brock Capital Management, LP
(415) 927-6990 | This email address is being protected from spambots. You need JavaScript enabled to view it.